0001144204-16-074778.txt : 20160108 0001144204-16-074778.hdr.sgml : 20160108 20160108120133 ACCESSION NUMBER: 0001144204-16-074778 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Calpian, Inc. CENTRAL INDEX KEY: 0001414628 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 208592825 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85661 FILM NUMBER: 161332154 BUSINESS ADDRESS: STREET 1: 500 NORTH AKARD STREET, SUITE 2850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147588603 MAIL ADDRESS: STREET 1: 500 NORTH AKARD STREET, SUITE 2850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Toyzap.com, Inc. DATE OF NAME CHANGE: 20071010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hall Phoenix/Inwood Ltd CENTRAL INDEX KEY: 0001316981 IRS NUMBER: 752503042 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6801 GAYLORD PARKWAY CITY: FRISCO STATE: TX ZIP: 75034 BUSINESS PHONE: 972 377 1100 MAIL ADDRESS: STREET 1: 6801 GAYLORD PARKWAY CITY: FRISCO STATE: TX ZIP: 75034 SC 13D/A 1 v428650_sc13da.htm SC 13D/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

Under Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Calpian, Inc.
(Name of Issuer)

 

Common Stock, $0.001 par value

(Title of Class of Securities)
 
13135X108
(CUSIP Number)

 

Hall Phoenix/Inwood, Ltd.

6801 Gaylord Parkway, Suite 100

Frisco, Texas 75034

Telephone No.: (972) 377-1100

Facsimile: (972) 377-1175

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

 

 

December 30, 2015

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e). 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

SCHEDULE 13D

 

1

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

Hall Phoenix/Inwood, Ltd.                  IRS EIN 75-2503042

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)

(b)

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED

PURSUANT TO ITEMS 2(d) OR 2(e)

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH		 7 SOLE VOTING POWER - 0 -
8 SHARED VOTING POWER
9 SOLE DISPOSITIVE POWER - 0 -
10 SHARED DISPOSITIVE POWER

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

- 0 -

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.0%

14

TYPE OF REPORTING PERSON

PN

 

 

 

 

This Amendment No. 1 amends the Statement on Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on September 28, 2015 (the “Schedule 13D”), which relates to the common stock (“Common Stock”), par value $0.001 per share, of Calpian, Inc. (the “Company”). Capitalized terms used herein and not otherwise defined have the meaning assigned to such terms in the Schedule 13D. This Amendment No. 1 amends Item 5 of the Schedule 13D as set forth below and, accordingly, all other items or responses not described herein remain as previously reported in the Schedule 13D. This is the final amendment to the Schedule 13D and constitutes an “exit filing” for the Reporting Person.

 

Item 5.            Interest in Securities of the Company

 

Item 5 of this Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a)    The Reporting Person no longer owns any shares of Common Stock.

 

(b)    Not applicable.

 

(c)    On December 30, 2015, the Reporting Person exchanged all of its shares of Common Stock for shares of common stock of a privately held affiliate of the Company.

 

(d)    Not applicable.

 

(e)    The Reporting Person ceased to be a beneficial owner of more than five percent of the shares of Common Stock on December 30, 2015.

  

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: January 8, 2016

 

 

HALL PHOENIX/INWOOD, LTD.,

 

A Delaware limited partnership

       
  By: Phoenix Inwood Corporation,
    Its general partner
       
    By: /s/ Bryan Tolbert
      Bryan Tolbert
      Vice President of Finance